CCH Audit Automation keeps track of the number of users accessing each user pack.

In the single user version this can never be more than 1, and in the multi user version the user count should always show 0 when all users are out of a pack.  In certain circumstances, for example a power failure, the user count may not have been reset and this will either stop access to the client on a single user system, or prevent certain operations from being performed on the multi user version. The number of users accessing a pack is shown in the Users column of the audit pack pick list.

The system maintains a list of users who are active in each data set and therefore represent the count of users shown in the data set pick list. When you need to do something that requires exclusive use to the data, the system blocks you from accessing the data if there are other users in the system, and presents you with a list of users who are logged into the data set, showing their name, and the date and time they logged in. This is a real-time list that is updated every 10 seconds and you can therefore leave the list displayed and call the users asking them to come out of the data. As they exit, the list you have displayed will be updated. Once all the users have come out you can then close the dialog and run the routine that you were trying to access.

A facility is provided to reset the user count.  This option cannot be accessed by users with a level of 5 and will be greyed out if you do not have access to it.

To reset the user count, select Reset user count from the system maintenance menu of the main window.  The system will request the entry of the audit pack code and the period, you may use the pick list to select the code if you do not know it.

The system will present a list of users thought to be accessing the data and a button appears on the dialog allowing you to clear the user count.

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List of users in audit pack

You should check that the users listed are not actually in the data set before selecting the option to clear the count. The list is updated every 10 seconds, so if a user is in the data and they close the data set, they will be removed from the list. If any user is incorrectly shown as active, please note the date and time the data was loaded and investigate the reason why the system did not record the fact that they are no longer using the data.

The user list is maintained on a last in first out basis. Hence, if a user logs into the system on more than one terminal, when they log out, their last access record is removed first. This also means that, where a user did not log out of the system, which can happen if their computer crashes or the network goes down, the record of their last access before the offending event will be left in the system. In this case users can appear more than once in the list if they have logged in again.

To reset the user count, click on [Clear user count] and the list of active users will be cleared and the user count reset to zero. As indicated in the message in the dialog, only do this if you are certain that there are no users in the data.

Note : Do not reset the count of a user pack that is in use as it may allow access to options that must only be run if there are no other users accessing the pack.

Related documents

Inherent Risk Questions
This document outlines the process for assessing inherent risk in clients through a systematic approach of questions. The system can store up to 99 risk areas, each containing 99 questions, which are assigned point scores for "Yes" and "No" answers. It details steps for editing, adding, and deleting risk areas and questions, including interface navigation and confirmation prompts. Additionally, it emphasizes that once numbers are assigned to risk areas or questions, they cannot be changed. The document serves as a guide for managing inherent risk assessments effectively.
Audit Risks
This document details the functionality of CCH Audit Automation for recording Identified Audit Risks, also referred to as Significant Business Risks. It provides instructions for users to add, edit, and manage risks, including features for maintaining risks for future audits, assessing their significance, and linking them to assertions. The system includes tools for risk assessment, audit response, and documenting conclusions. Other functionalities encompass risk summarization, printing options, and risk linkage across multiple sources, enhancing the audit process's efficiency and accountability.
Default Specific Risk Questions
CCH Audit Automation allows users to define specific risk questions for audit areas, although it's not mandatory. If no specific questions are set, default questions will be used. Users can edit the default questions through the "Specific risk questions" option in the Risk Model section. Up to 99 default questions can be defined, similar to inherent risk questions. The system utilizes a lookup table that combines specific and inherent risks for audits, with editing instructions provided in the manual.
Risk/Sample Selection
This document outlines the concept of audit risk, defined as the likelihood of undetected material errors during an audit. It introduces a risk model used in Audit Automation that requires total audit risk to remain below acceptable levels across various audit areas. The risks are broken down into inherent risk, control risk, and detection risk, with further subdivisions for detection risk. It emphasizes the importance of understanding these concepts to design effective audit procedures and assess risk at different levels. Additionally, it discusses general and control environments, and the calculation of residual risk, alongside a risk scoring system.
Inherent Risks
The document outlines the procedure for addressing inherent risk questions in an audit context. Users can access a dedicated window to view up to 99 risk areas, answer questions, and modify responses as necessary. The system prompts users to validate changes to ensure proper risk assessments. It includes functionalities for viewing prior comments, copying text, and overriding calculated risk levels, emphasizing that auditor judgment is crucial. Comments on overrides must be provided to rationalize any adjustments made. The document serves as a guide for navigating and utilizing the auditing software effectively.