As described in CCH Audit Automation Log in section (Access & General Product Information heading) , CCH Audit Automation can be configured so that the database paths used are predefined when you are attached to the network at the office and for when you are working locally. A routine is therefore included to allow you to transfer a client audit pack from the network to your local computer and back again.

When CCH Audit Automation first creates a client, it flags the data as current data and the transfer routine will only allow you to select current data to move. When you move the data, the information stored in the destination will become the current data for the client and the information left in the source will be flagged as back-up data.

When you use the [Pick list] button to view the work area codes, a C in the Status column indicates that the work area contains current data, while a B indicates back-up information. If the Users column is blank, this indicates that there are no users accessing the client, otherwise the column will contain a number indicating the number of staff who have the client loaded.

To transfer a client, select the [Action] button from the Toolbar of the Main window, and select Transfer pack to or from office.

The system will display the Select client to travel to offline dialog, inviting you to enter the code of the audit pack to be transferred.

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Transfer to/from network dialog

Enter the code of the client pack you wish to copy and click on [OK].

The system will carry out certain checks and provided you have current data on the source machine and it is safe to proceed, the data will be copied to the destination and the current status set accordingly.

Data Transferred to the Local machine

When you request that a client pack is transferred to your local machine, the system also copies the master pack to which the client is attached and the user files from the database path defined on the network. This ensures that the correct master pack is present on the local machine when you run the client locally and also that the most up to date list of users is available, so that any users that have been defined on the network will also be able to gain access locally, or over a peer to peer network at the client.

When you transfer a client to your local computer, the system annotates the index entry for the client on the network, indicating that you have the pack and changes the name of the client within the data set to store this information.

Related documents

Inherent Risk Questions
This document outlines the process for assessing inherent risk in clients through a systematic approach of questions. The system can store up to 99 risk areas, each containing 99 questions, which are assigned point scores for "Yes" and "No" answers. It details steps for editing, adding, and deleting risk areas and questions, including interface navigation and confirmation prompts. Additionally, it emphasizes that once numbers are assigned to risk areas or questions, they cannot be changed. The document serves as a guide for managing inherent risk assessments effectively.
Audit Risks
This document details the functionality of CCH Audit Automation for recording Identified Audit Risks, also referred to as Significant Business Risks. It provides instructions for users to add, edit, and manage risks, including features for maintaining risks for future audits, assessing their significance, and linking them to assertions. The system includes tools for risk assessment, audit response, and documenting conclusions. Other functionalities encompass risk summarization, printing options, and risk linkage across multiple sources, enhancing the audit process's efficiency and accountability.
Default Specific Risk Questions
CCH Audit Automation allows users to define specific risk questions for audit areas, although it's not mandatory. If no specific questions are set, default questions will be used. Users can edit the default questions through the "Specific risk questions" option in the Risk Model section. Up to 99 default questions can be defined, similar to inherent risk questions. The system utilizes a lookup table that combines specific and inherent risks for audits, with editing instructions provided in the manual.
Risk/Sample Selection
This document outlines the concept of audit risk, defined as the likelihood of undetected material errors during an audit. It introduces a risk model used in Audit Automation that requires total audit risk to remain below acceptable levels across various audit areas. The risks are broken down into inherent risk, control risk, and detection risk, with further subdivisions for detection risk. It emphasizes the importance of understanding these concepts to design effective audit procedures and assess risk at different levels. Additionally, it discusses general and control environments, and the calculation of residual risk, alongside a risk scoring system.
Inherent Risks
The document outlines the procedure for addressing inherent risk questions in an audit context. Users can access a dedicated window to view up to 99 risk areas, answer questions, and modify responses as necessary. The system prompts users to validate changes to ensure proper risk assessments. It includes functionalities for viewing prior comments, copying text, and overriding calculated risk levels, emphasizing that auditor judgment is crucial. Comments on overrides must be provided to rationalize any adjustments made. The document serves as a guide for navigating and utilizing the auditing software effectively.